Agenda and draft minutes

Schools Forum
Thursday, 17th October, 2019 2.00 pm

Venue: Oak Room, County Buildings, Stafford. View directions

Contact: Julie Roberts  Email: julie.roberts@staffordshire.gov.uk

Items
No. Item

58.

Election of Chairman and Vice-Chairman

Minutes:

 

On nominations being requested, Mr Kevin Allbutt proposed and Ms Anita Rattan seconded that Mr Richard Redgate be elected Chairman for the ensuing year.  Ms Judy Wyman proposed and Ms Julie Rudge seconded that Mr Steve Barr be elected Chairman for the ensuing year.  A secret ballot was therefore held and Schools Forum voted that Mr. Richard Redgate be elected as Chairman.   Mr Chris Wright proposed and Ms Nicky Crookshank seconded that Mr Philip Tapp be elected as Vice Chairman for the same period.

 

Members of the Forum expressed their gratitude to Steve Barr for his commitment and contribution as Chairman of Schools Forum over a considerable period of time.  The Head of Education Strategy and Improvement also recorded his sincere thanks for the significant contribution which Steve Barr had made as Chairman, and in particular for his impartiality.

 

RESOLVED – That Mr Richard Redgate and Mr Philip Tapp be elected as Chairman and Vice Chairman respectively for the ensuing year.

59.

Declarations of Interest

Minutes:

Steve Barr and Judy Wyman both declared an interest in minute 67, being in receipt of some Union Duties funding.

 

60.

Minutes of the meeting held on 4 July 2019 pdf icon PDF 169 KB

Minutes:

RESOLVED – That the minutes of the Schools Forum held on 4 July 2019 be confirmed and signed by the Chairman.

61.

Matters Arising and Decisions taken by the Chairman

Minutes:

In relation to Early Years funding, members raised a number of concerns and questions.  A member asked whether the contingency allocation counted as part of the 5% centrally retained funding.  Officers confirmed that it did not and was counted as part of the 95% pass through to providers.  This was because it was not retained for the Local Authority to use but was to fund any additional take up in nursery hours that the Authority had not been funded for.  Members also questioned and expressed concern over the £1.1m underspend in 2017/18 and £1.4m underspend in 2018/19.  They were informed that the Authority was funded based on a census taken in January, which was essentially grossed up for a full year effect.  Based on this census the Government estimated how many hours funding the Authority would need and provided the funding for these.  The Authority paid out on actual hours claimed by providers in their termly censuses.  In 2017/18 and 2018/19 there had been an underspend as the Authority had been funded for more hours than they had paid out.  Officers stated that rate setting tended to be backward looking at trend analysis.  The more data that was available would show whether trends were in place and using the data would inform any rate rise in future years.  Officers also confirmed that any under or overspend went into DSG balances. 

 

The Cabinet Member for Learning and Employability informed members that a review of redundancies was included on the HR Plan for all local authority employees and involved a considerable number of workstreams.  There was not a firm date yet for employees in schools.  He had made a request to separate out the work with school-based employees.  In relation to the shortage of Educational Psychologists, members were informed that one had been recruited and two were in training.  There were five vacancies and a number of locums were working for the authority.  It was acknowledged that this was a West Midlands and National problem.

 

A note was tabled on the details of the allocations of £57,250 towards the post-opening of two new free schools, as requested.

62.

Notices of Concern and Licensed Deficit Agreements pdf icon PDF 281 KB

Report produced by Entrust on behalf of the Deputy Chief Executive and Director for Families and Communities

Minutes:

Members noted that there were currently three schools with Notices of Concern in place, two were issued in 2016/17 and one in 2018/19.  All of these were as a result of Academy Orders being issued by the DfE.  The County Council were currently in the process of issuing eight new Notices of Concern.  Two of these were as a result of the schools being unable to comply with the original licensed deficit plan and six were as a result of the school being unable to set a balanced budget for 2019/20.

 

The County Council had seven Licensed Deficit agreements in place.  Five of these agreements were put into place following the 2016/17 financial year and two were following 2017/18.  Three new agreements were in the process of being put into place following the 2018/19 financial year.

 

RESOLVED – That the report be noted.

63.

Schools Budget 2018-19: Final Outturn pdf icon PDF 195 KB

Report of the Deputy Chief Executive and Director for Families and Communities

 

Additional documents:

Minutes:

Members were informed that the outturn position for 2018/19 was a £1.783m variance (0.29%) overspend on planned expenditure across all services.  As a result, reserves were now showing a balance at the end of March 2019 of £3.951m.  This included the Early Years adjustment for 2017/18 which was received in July 2018.

 

The Individual Schools Budget showed an overspend of £0.052m (0.01%).  This outturn related to budgets allocated to individual schools through the funding formula.  Any under or overspends were contributed to each individual school’s balances.  Individual balances were £18.795m at the end of the financial year.

 

The high needs block overspent by £5.125m (7.20%) and there was a continued forecast overspend on this in 2019/20.  The Early Years’ service had underspent by £1.430m (-3.05%).  This was not the full and final outturn as the DSG was amended in July for the previous January’s census.  The underspend was due to lower take up than funding allocated based on the January censuses for three and four year old universal hours, and an underspend on the amount of deprivation payments budgeted for.  Central and de-delegated items had underspent by £1.963m (-10.06%).

 

In relation to Early Years, a member commented that it would be helpful if there was more transparency in the calculation of the budget to promote a better understanding, particularly given that a lot of small nurseries were going out of business.  It was important to ensure that each child received the funding which they were entitled to. 

 

Members had a number of concerns in relation to the school balances figure of £18.795m.  They queried what was considered to be an acceptable range and were informed that this was 8% for primary schools and 5% for middle and secondary schools.  Officers also confirmed that there were currently 167 maintained schools.  A member commented that the majority of schools produced balanced budgets.  There were instances where funding had been allocated but had not yet been spent.  They expressed concern that the figure could be misleading and did not represent a true reflection.  Another member added that they had heard the view expressed that Staffordshire was holding excessive balances.  It was queried what could be done to mitigate these views and clarify the actuality of the funding.  Officers responded that the detail was set out in the Statutory Statement of Accounts, and the Cabinet Member for Learning and Employability assured Forum that the Secretary of State and other decision-makers understood the reality of the figures.  Members were also informed that work was taking place across the County around SEND district models and with special schools to try to address concerns around out-of-county placements.  It was queried how the SEND work would be communicated and it was confirmed that discussions would commence shortly in localities.  A member who was involved with one of the Working Groups confirmed that they would shortly be in a position to share significant amounts of information on what was a national crisis.

 

RESOLVED – That the 2018/19 Schools Budget  ...  view the full minutes text for item 63.

64.

School Attendance Matters and Staffordshire's Education Welfare Services pdf icon PDF 298 KB

Report of the Deputy Chief Executive and Director for Families and Communities

Minutes:

The Forum considered an update on the work done by the Education Welfare Officers (EWOs) to deliver the Core Offer for Education.  The EWOs had moved under the direct management of Targeted Services from October 2019 and there were now ten EWOs and one Education Welfare Co-ordinator to deliver the Core Offer to all Staffordshire schools.  However, approximately 70-80 schools did not share this information, generally because of IT issues.  The service therefore had to wait for the DfE return.  It was suggested that it would be helpful for those members of Forum who sat on other groups to take the message to them that it was helpful to share this data.      

 

Members considered details of overall absences at Staffordshire schools and noted that this was now in line with national absence levels.  It was encouraging to see an increase in the number of persistent absence cases dealt with by prosecution, up from 54 in 2017/18 to 82 in 2018/19.  Less children were having time off for holidays.  In relation to movement within the Elective Home Education (EHE) population in 2018/19 it was seen as a positive that 136 children had returned to school or started school.  However, the high number of people turning to EHE was a cause for concern.  Extra funding had been released to employ two additional EHE workers.

 

In relation to School Attendance Orders for pupils not on a school roll, one was issued in 2018 and three this year.  Members were informed that all of the children involved were thriving, and officers hoped to do another twenty to thirty.  Forum also considered details of Children Missing Education and noted that casework in this area had increased by 1,306 cases, which reflected the greater scrutiny of students records across Staffordshire.

 

A member commented that there were more mid-year requests for EHE and asked if it was possible for those cases were pressure had been put on parents to be reported, in order for the schools involved to be challenged.  It was confirmed that this information was available and was reported to the Regional Schools Commissioner and Senior HMI.  Another member commented that in recent Ofsted inspections schools were being challenged on how they followed up EHE children.  It was clear that this was an area Ofsted were focusing on.  A member commented that their school was using a robot to help a child who had difficulty with attendance interact with their class.  Members were informed that a company was shortly coming to visit the service to provide a demonstration of this.  It was questioned how many EHE pupils had special needs and it was confirmed that if they had an EHCP they would still have a home review and that 5.2% of the EHE population had EHCPs.  It was queried whether the new additions to the EHE population included children who had never been in school.  It was acknowledged that if a child had never attended school from birth and in some cases never registered with  ...  view the full minutes text for item 64.

65.

Primary Behaviour Support Service 2019 pdf icon PDF 316 KB

Report of the Deputy Chief Executive and Director for Families and Communities

Minutes:

Forum received details of the current Primary Behaviour Support Service offer to maintained schools.  This was a centrally retained service until 2012/13, when it became a de-delegated service.  The maintained primary schools had since voted annually to agree that the service should be provided centrally.  It was managed by Entrust.  The Primary Behaviour Support Service was available to primary Academies at a cost and could be purchased on a case by case basis or as a combined package of Behaviour Support and other services from the SENIS team. 

 

 Members were informed that schools sent their referrals for primary behaviour support to a central inbox.  Every Tuesday referrals were systematically reviewed and allocated to a caseworker on the nature of the concern and specialist knowledge of the practitioner, as well as geographical location.  The number of primary Behaviour Support cases in maintained schools had declined since the 2016/17 academic year.  However, in this time the number of maintained schools had also reduced as academisation grows. 

 

Members considered details of the core casework offer, which was focused on effectively implementing a graduated response.  The impact of the Service was measured through the annual SENIS survey and feedback from the schools themselves.  They also considered details of the training which had been offered to schools, for which evaluation had been very positive.  There would be some additional delivery from September 2019 which would provide schools with further support and advice in implementing the graduated response and would include: working with the individual pupil; supporting schools in the development of interventions; targeting work for schools with high numbers of fixed term and permanent exclusions; a behaviour support helpline; and working with parents.

 

RESOLVED – That the current primary Behaviours Support Service offer to maintained schools be noted.

66.

Minority Ethnic Achievement Service 2019 pdf icon PDF 234 KB

Report of the Deputy Chief Executive and Director for Families and Communities

Minutes:

The Minority Ethnic Achievement Service (MEAS) had been a centrally retained service until 2012/13, when it became a de-delegated service.  The Forum had since voted annually to agree that the service should be provided centrally.  The service was managed by Entrust.  It was available to primary and secondary Academies at a cost and could be purchased on a case by case basis or as a combined package if Inclusion Support and other services from the SENIS team.

 

Members were informed that maintained schools were divided into two categories to determine the support which they received from MEAS:

 

·         EMAG (Ethnic Minority Achievement Grant) schools were identified annually based on a formula which considered the number of EAL pupils and also their country of origin.  EMAG schools received funding directly and were not entitled to support for new arrivals from MEAS.

·         Non EMAG schools could refer new arrivals to MEAS and also received a nominal funding allowance for each pupil, this was used to fund additional resources such as dictionaries, dual language books or apps.

 

All maintained schools were able to request support for pupils causing concern, ie those who were not making the expected progress in learning English.  Members considered details of the process which took place once a referral was allocated to a caseworker, based on the language spoken by the pupil.  The impact of the Service was measured by the annual SENIS survey and feedback from the schools who had used it.  The new service offer included: the provision of additional follow up visits to work with individual pupils; additional support to schools to work with parents; and continued research and keeping up to date on resources available.

 

RESOLVED – That the current MEAS offer to maintained schools be noted.

67.

Schools Budget 2020-21: De-delegation, Central Expenditure and Education Functions pdf icon PDF 238 KB

Report of the County Treasurer

Additional documents:

Minutes:

The Schools Forum is required by the Finance Regulations to annually approve central expenditure (ongoing and historic commitments).  Maintained school members only are required annually to:

·         Vote on each de-delegated budget heading by phase

·         Approve a levy per pupil to fund duties performed by the Local Authority and previously funded by the ESG general duties rate.

For 2020-21 DSG allocations to Local Authorities will again be made using the National Funding Formula. DSG allocations will not be known until December, and Local Authorities need to submit school budgets to the ESFA by 21 January. This timescale means decisions on the budget areas in this report need to be made at this time to enable schools and services time to plan for their budgets and responsibilities for 2020-21.

 

De-delegation

 

Under the national funding arrangements the government wanted schools to have the opportunity to have as much funding and responsibility delegated to them as possible. Each year the Schools Forum representatives for maintained primary and secondary schools were required to vote on behalf of the schools they represented to determine whether or not a range of costs currently met centrally would transfer to maintained schools for them to manage themselves. The budget for these costs would also transfer to schools on a formula basis.  Academies were not part of these arrangements since these responsibilities and the funding for them were automatically delegated to academies through the ESFA use of the local funding formula.

 

The budget areas de-delegated last year following the equivalent vote are set out in the table below. The budget values were estimated for all primary and secondary schools (i.e. including academies) to provide the context of values involved. Actual figures for 2020-21 would be finalised over the next few months as the settlement and school census become available.

 

Areas proposed for de-delegation for 2020-21:

 

Budget Area

Primary

Secondary (including middle)

£m

£m

Insurances (mainly premises related)

2.284

3.099

Staff costs (Maternity Pay)

1.189

1.010

Staff costs (Union Duties)

0.142

0.060

School Specific Contingency

0.390

0.185

Support for ethnic minority pupils or under-achieving groups

0.877

0.319

Licences and Subscriptions

0.505

0.205

Behaviour Support Services

0.529

Delegated

FSM eligibility

0.059

0.030

Having considered these areas, the voting Forum Members for each phase agreed these budget areas to be de-delegated for 2020-21.

 

Central School Services Block

 

There were some areas of central expenditure which needed to be considered by the Schools Forum and the draft Finance Regulations set out the requirements for approvals/consultation.  It was noted that final regulations had not yet been issued, so in the event that final regulations were different, the content of the budget report may need to change as a result.  Funding in the Central School Services Block was split into Historic Commitments and Ongoing Functions.

 

Historic Commitments

 

For historic commitments the following rules applied:

a.    The level of expenditure cannot be increased above 2017-18 levels

b.    The expenditure against these budgets must be as a result of arrangements that already existed before 1 April 2013

c.  ...  view the full minutes text for item 67.

68.

High Needs Block Update pdf icon PDF 603 KB

Report of the Deputy Chief Executive and Director for Families and Communities

Minutes:

Forum had requested regular updates on the latest position of the High Needs Block, including the impact of the additional DfE funding of £1.7m in 2019/20 and the transfer of £2.4m (0.5%) from the Schools Block to the High Needs Block.  Members were informed that the forecast outturn for the 2019/20 High Needs Block was a £4.6m overspend, an increase of £2m from the £2.6m previously reported in July.  This was result, in the main, of rising costs within Independent Schools.  The Government, as part of the recent Spending Review, had announced a further £700m funding for the High Needs Block in 2020/21.  It was estimated that this would provide for an additional circa £8.6m for Staffordshire and would go a long way to addressing the current underlying budget shortfall in this area.  Unfortunately, and assuming: the additional High Needs Block will remain in place going forward; and that funding levels going forward will increase annually thereafter in line with inflation, given the increasing cost and demand for SEND, this additional funding was unlikely to address the funding gap completely and there was still likely to be a shortfall in 2020/21 of £2m, rising to £7.4m annually by 2023/24.

 

 

Using the latest information, the table below illustrates the effect of the High Needs Block on the overall Dedicated Schools Grant (DSG) balances.  It was expected that, at the end of the current year, the DSG reserve will be all but depleted and there would be no “buffer” available to help manage future budget pressures.

 

 

The schools revenue funding 2020 to 2021 operational guide, issued in September 2019 by the Education and Skills Funding Agency confirmed that local authorities may transfer up to 0.5% of their schools block funding into another block, with the approval of their Schools Forum.  Up until this guidance was published it had not been known if this flexibility would continue.  There was a need to protect DSG balances through the short term due to rising demands and costs of SEND in Staffordshire.  It was expected that the SEND transformation would yield savings over the medium term.  It was important to continue to lobby Government for additional funding as even with the injection of £700m nationally, although very welcome, was unlikely to close the gap in funding. 

 

Members were informed that the timetable for the funding switch approval was very tight.  All schools needed to be consulted with and the Forum needed to be informed of the results of the consultation in order to approve or reject the funding switch.  If the funding switch was not approved by the Schools Forum then this would need to be referred to the Secretary of State by the 28th November.  With this tight timescale in mind, members were asked if they wanted to hold an Extraordinary Meeting to discuss the outcome of this consultation or vote electronically.  Members agreed to hold an Extraordinary Meeting on 26 November.  A member pointed out that schools and the Forum had been overwhelmingly against  ...  view the full minutes text for item 68.

69.

School Improvement Monitoring and Brokering Grant pdf icon PDF 203 KB

Report of the Deputy Chief Executive and Director for Families and Communities

 

Minutes:

Members were informed that this grant had been allocated to local authorities since September 2017, to “monitor performance of local authority maintained schools, broker school improvement provision and intervene as appropriate”.  Forum received details of the use of the grant during the academic years 2017/18, 2018/19 and 2019/20.  The local authority used the grant to commission Entrust to monitor the effectiveness of maintained schools.  The local authority also continued to undertake the school categorisation process for all state funded mainstream schools.  The process resulted in every school being placed in one of three categories:

 

·         Category 1 – No concern – schools are not routinely visited.

·         Category 2 – Some concern – schools typically receive two quality assurance visits from Entrust, the focus of which was to evaluate the impact of leadership on improving the quality of teaching and learning and therefore pupil outcomes.

·         Category 3 – High concern – schools typically receive quality assurance visits each half-term from Entrust, the focus being the same as category 2.

 

The categorisation was used to inform the level of quality assurance commissioned from Entrust.  The following table indicates the number of schools that received quality assurance visits:

 

 

 

2017/2018

2018/2019

2019/2020

No of LA Schools

251

208

173

 

Category 2

73

63

tbc

Category 3

28

31

tbc

 

The local authority had also used the funding to broker school improvement provision including disadvantaged projects, reviews of governance, an aspiration research project, intervention in schools causing concern and district SEND model set-up costs.  The total grant received to date and the grant allocations are as follows:

 

Grant Funding Received

Grant Funding Allocated

Grant Funding remaining

£1,881,438

£1,695,029

£186,409

 

RESOLVED - That the report be noted.

 

70.

Membership

Following the recent review of the Constitution this now states that: “…where the school of a maintained school representative has converted to an academy, the Forum could consider appointing this member as an academies member until their current term of office ends”.  The agreement of Forum is therefore requested for Kevin Allbutt and Nicky Crookshank to remain on the Forum until their terms of office expire in 2021.

Minutes:

Members were informed that following the recent review of the Constitution this now made provision that where the school of a maintained school representative had converted to an academy, the Forum could consider appointing this member as an academies member until their current term of office ended.  They were therefore asked for their agreement for this to be applied for Kevin Allbutt and Nicky Crookshank, whose schools had converted to academies.

 

RESOLVED – That, in accordance with the revised Constitution, it be agreed that Kevin Allbutt and Nicky Crookshank remain on Schools Forum until their terms of office expire in 2021.

71.

Work Programme pdf icon PDF 119 KB

Minutes:

Vicki Lewis reminded members that she represented Forum on the Education and Skills Strategy Group, and would report back as this progressed.

 

RESOLVED – That the Work Programme be noted.

72.

Date of next meeting

The next Schools Forum is scheduled for Thursday 16 January 2020, at 2.00 pm in the Oak Room, County Buildings, Stafford.

Minutes:

RESOLVED – That:

a)    An Extraordinary Meeting of Schools Forum potentially be scheduled for Tuesday 26 November 2019 at 2.00 pm; and

b)    The next ordinary meeting of Schools Forum be scheduled for Thursday 16 January 2020, at 2.00 pm in the Oak Room, County Buildings, Stafford.